Banking professionals

Customized reports to meet your specific requirements

Financial Service Companies work hard everyday to safeguard not only their company’s finances, but those of their clients as well. The industry has been so affected by employment screening regulations, it can be a challenge for HR Professionals. Compliance with government directives require careful attention.

National Research will help our clients reduce risk, limit liability and meet regulatory compliance. We recognize that those in Financial Services have different criteria based on the position being filled, job responsibilities and other special requirements. It’s for clients in this industry that National Research specializes in developing an effective, efficient and compliant background screening solution based on your company’s specific needs.

All National Research background reports for the Financial Services industry are fully compliant with:

U.S. Patriot Act
Sarbanes Oxley Requirements
State Laws

FFIEC Guidelines
FDIC Guidelines
FCRA

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Learn why so many other businesses have trusted us for their screening needs.

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Our recommended scope of service:

COURT RECORDS

BANKRUPTCY DISTRICT RECORDS SEARCH
COUNTY CRIMINAL RECORDS SEARCH
CRIMINAL OFFENDER PROFILE SUMMARY
FEDERAL CIVIL DISTRICT RECORDS SEARCH
FEDERAL CRIMINAL DISTRICT COURT SEARCH
STATE CIVIL RECORDS SEARCH
STATEWIDE CRIMINAL RECORDS SEARCH

CONSUMER CREDIT REPORT

DRUG TEST

EDUCATION VERIFICATION

EMPLOYMENT VERIFICATION

FEDERAL BANKING REGULATOR SEARCH

FDIC (Federal Deposit Insurance Corporation)
FRB (Federal Reserve Board)
NCUA (National Credit Union Administration)
OCC (Office of the Comptroller of the Currency)
OTS (Office of Thrift Supervision)

FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA)

Financial Industry Regulatory Authority (FINRA) formerly (NASD) licenses individuals and admits firms to the industry, writes rules to govern their behavior, examines them for regulatory compliance and will discipline registered representatives and member firms that fail to comply with federal securities laws and FINRA’s rules and regulations.

National Research will search current and former Broker records of approximately 630,000 brokers to verify appropriate licenses are current and checks for any disciplinary action taken against licensee.

HOMELAND SECURITY SEARCH

OFFICE OF FOREIGN ASSET CONTROL (TERRORIST WATCH LIST) USA PATRIOT ACT SEARCH

The USA PATRIOT Act is an Act of Congress that was signed into law by President George Bush on October 26, 2001. With its ten-letter backronym (USA PATRIOT) expanded, the full title is “Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001″.

This search includes multiple government party restriction lists including publications from the State, Commerce and Treasury Departments and identifies all “blocked” and “denied” individuals as sanctioned by the U.S. Government through the Office of Foreign Asset Control (OFAC). It includes known terrorists, drug traffickers and parties guilty of trade violations designated under programs that are not country-specific. Collectively, these individuals and companies are called “Specially Designated Nationals and Blocked Persons” or “SDNs.” Their assets are blocked and U. S. persons are generally prohibited from dealing with these individuals, groups and entities.